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Open Filing Deadline Cases

The Investor’s Guide to Brokerage Firm Liquidations: What You Need to Know … And Do

How SIPC Protects You

Westor Capital Group, Inc.

Publication Date:	May 8, 2013
Customer Claim Maximum Protection Deadline:	June 7, 2013
Deadline for All Claims:	November 8, 2013
Mailing Information:	Securities Investor Protection Corporation Trustee for the Liquidation of Westor Capital Group, Inc. 805 15th Street N.W., Suite 800 Washington, D.C. 20005
Related Customer Documents:	Westor Customer Letter (PDF) Westor Notice to Customers and Creditors (PDF) Westor Customer Claim Instructions (PDF) Westor Customer Claim Form (PDF)
Related General Creditor Documents: (Need Adobe Acrobat? Click here for free version)	Westor Creditor Letter (PDF) Westor Broker Dealer Letter (PDF) Westor Notice to Customers and Creditors (PDF) Westor Creditor Claim Form (PDF)

Hudson Valley Capital Management

Publication Date:	January 15, 2013
Customer Claim Maximum Protection Deadline:	February 15, 2013
Deadline for All Claims:	July 15, 2013
Mailing Information:	Securities Investor Protection Corporation Trustee for the Liquidation of Hudson Valley Capital Management 805 15^th Street, N.W., Suite 800 Washington, DC 20005
Related Customer Documents:	Hudson Valley Capital Management Customer Letter (PDF) Hudson Valley Capital Management Notice to Customers and Creditors (PDF) Hudson Valley Capital Management Customer Claim Instructions (PDF) Hudson Valley Capital Management Customer Claim Form (PDF)
Related General Creditor Documents: (Need Adobe Acrobat? Click here for free version)	Hudson Valley Capital Management Creditor Letter (PDF) Hudson Valley Capital Management Notice to Customers and Creditors (PDF) Hudson Valley Capital Management Creditor Claim Form (PDF)

Take Charge Financial, Inc.

Publication Date:	January 8, 2013
Deadline for All Claims:	July 8, 2013
Mailing Information:	Securities Investor Protection Corporation Direct Payment Procedure Take Charge Financial, Inc. 805 15^th Street, N.W., Suite 800 Washington, DC 20005
Related Documents: (Need Adobe Acrobat? Click here for free version)	Take Charge Financial, Inc. Customer Letter (PDF) Take Charge Financial, Inc. Notice To Customers (PDF) Take Charge Financial, Inc. Customer Claim Form (PDF) Take Charge Financial, Inc. Customer Claim Instructions (PDF)

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