Answers to the 7 Most Asked Questions
- Where do I submit my claim forms?
If your brokerage firm is put into liquidation, the court-appointed
trustee will notify you and send a claim form and instructions.
You must return the completed claim forms to the trustee within
the time limits set forth in the notice and as described in
the instructions. Failure to do so may result in the loss of
all or a portion of your claim. If you are notified that your
brokerage account has been transferred to another brokerage
firm, you should still file a claim form in order to preserve
the right to correct any errors that may crop up during the
transfer of accounts. For a step-by-step guide to this process,
see the SIPC Web site at www.sipc.org.
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