On Friday, October 20, 2017 SIPC commenced a Direct Payment Procedure for Legend Securities, Inc. under the Securities Investor Protection Act. All claims for securities will be valued as of Friday, October 20, 2017.

SIPC administers a Direct Payment Procedure. You may contact SIPC at the following address:

Securities Investor Protection Corporation
for the Direct Payment Procedure of
Legend Securities, Inc.
1667 K St. N.W., Suite 1000
Washington, DC 20006
(202) 371-8300

Claim Deadlines

Claim filing deadlines:
Deadline for All Claims: 
Friday, April 20, 2018 
(147 Days Remaining)

Claim Forms

On Friday, October 20, 2017, SIPC mailed claim forms to all known customers with an account at Legend Securities, Inc. within the last 12 months.

Claim forms are posted below.

Customer Claims


Claim forms are provided as fillable Acrobat PDF forms. Please go here if you need assistance using Adobe Reader to complete a form. If you experience any issues completing a form online please note that you may print out the form and complete it manually.