List of Members

All registered brokers or dealers are SIPC members by law, with some exceptions.

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Address information is provided as a convenience and often reflects the member's business mailing address and not necessarily the retail office or location.

A

A C R SECURITIES INC
CEDARHURST, NY
A G QUINTAL INVESTMENT COMPANY INC
NEW BEDFORD, MA
A P SECURITIES INC
CENTERPORT, NY
A&A SECURITIES LLC
SELAH, WA
A&M SECURITIES LLC
ALPHARETTA, GA
A.BRIDGE REALVEST
WOODCLIFF LAKE, NJ
A.G.P. /ALLIANCE GLOBAL PARTNERS (A.G.P. /ALLIANCE GLOBAL PARTNERS CORP)
WEST PORT, CT
A.G.P. /ALLIANCE GLOBAL PARTNERS CORP (A.G.P. /ALLIANCE GLOBAL PARTNERS)
WEST PORT, CT
A5 SECURITIES LLC
NEW YORK, NY
AARDVARK SECURITIES LLC
CHICAGO, IL
AARON CAPITAL INC
CARLSBAD, CA
ABACUS INTERNATIONAL CAPITAL CORP
NEW YORK, NY
ABACUS INVESTMENTS INC
OCONOMOWOC, WI
ABD RETIREMENT SERVICES INC
SAN FRANCISCO, CA
ABEL NOSER LLC
NEW YORK, NY
ABERDEEN FUND DISTRIBUTORS LLC
PHILADELPHIA, PA
ABG LLC
NEW YORK, MO
ABG SUNDAL COLLIER INC
NEW YORK, NY
ABN AMRO CLEARING CHICAGO LLC
CHICAGO, IL
ABN AMRO SECURITIES (USA) LLC
NEW YORK, NY
ABNER HERRMAN & BROCK LLC
JERSEY CITY, NJ
ABOUT CORPORATE FINANCE CORPORATION
LOS ANGELES, CA
ABRAHAM & CO INC
GIG HARBOR, WA
ACA PRUDENT INVESTORS PLANNING CORP
GREEN BROOK, NJ
ACADEMY SECURITIES INC
NEW YORK, NY
ACALYX ADVISORS INC
NEW YORK, NY
ACC SECURITIES LLC
DALLAS, TX
ACCEPTUS CAPITAL CORP
MELVILLE, NY
ACCESS FINANCIAL GROUP INC
CHICAGO, IL
ACCESS SECURITIES LLC
STAMFORD, CT
ACCESSALPHA WORLDWIDE LLC
CHICAGO, IL
ACCORD CAPITAL PARTNERS LLC
SAN FRANCISCO, CA
ACE DIVERSIFIED CAPITAL INC
SAN GABRIEL, CA
ACHELOUS PARTNERS LLC
NEW YORK, NY
ACKRELL CAPITAL LLC
SAN FRANCISCO, CA
ACORNS SECURITIES LLC
IRVINE, CA
ACP SECURITIES LLC
MIAMI, FL
ACQUEST SECURITIES LLC
HOUSTON, TX
ACQUIOM FINANCIAL LLC
DENVER, CO
ACS EXECUTION SERVICES LLC
CHICAGO, IL
ACTINVER SECURITIES INC
HOUSTON, TX
ADCAP SECURITIES LLC (LAKE FOREST SECURITIES LLC)
MIAMI, FL
ADVANCED ADVISOR GROUP LLC
CAMBRIDGE, MN
ADVANTAGE GFC LLC
NEW YORK, NY
ADVANTAGE SECURITIES LLC
CHICAGO, IL
ADVISER DEALER SERVICES INC (MEEDER INVESTMENT MANAGEMENT INC)
DUBLIN, OH
ADVISORS ASSET MANAGEMENT INC
MONUMENT, CO
ADVISORY GROUP EQUITY SERVICES LTD (SERVICES LTD)
WOBURN, MA
AEG CAPITAL LLC
CHICAGO, IL
AEGIS CAPITAL CORP
NEW YORK, NY
AEGIS ENERGY ADVISORS CORP
NEW YORK, NY
AEGIS INVESTMENTS INC
ST LOUIS PARK, MN
AEI SECURITIES INC
ST PAUL, MN
AENIGMA ADVISORS LLC
CHICAGO, IL
AEON CAPITAL INC
MIDDLETOWN, NJ
AERIS PARTNERS LLC
BOSTON, MA
AETHLON CAPITAL LLC
MINNEAPOLIS, MN
AFFILIATED BANKERS CAPITAL LLC
AUSTIN, TX
AFL-CIO ITC FINANCIAL LLC
WASHINGTON, DC
AFS SECURITIES LLC
WALTMAN, MA
AFW ASSOCIATES LLC
NEW YORK, NY
AGA SECURITIES LLC
DORADO, PR
AGC PARTNERS (AMERICAS GROWTH CAPITAL LLC)
BOSTON, MA
AGECROFT PARTNERS LLC
RICHMOND, VA
AGENCY DESK LLC
NEW YORK, NY
AGENCY TRADING GROUP INC
WAYZATA, MN
AGM SECURITIES LLC
NEW YORK, NY
AIG GLOBAL CAPITAL MARKETS SECURITIES LLC
WILTON, CT
AIP CAPITAL MARKETS LLC
SCARSDALE, NY
AK CAPITAL LLC
NEW YORK, NY
AKAR CAPITAL MANAGEMENT INC
PLANTATION, FL
AKIN BAY COMPANY LLC
NEW YORK, NY
AKUNA SECURITIES LLC
CHICAGO, IL
ALAMO CAPITAL
WALNUT CREEK, CA
ALANTRA LLC
BOSTON, MA
ALBRIGHT SECURITIES LLC
WASHINGTON, DC
ALDERMAN & COMPANY CAPITAL LLC
DANBURY, CT
ALDWYCH SECURITIES LLC
NEW YORK, NY
ALEXANDER CAPITAL LP
NEW YORK, NY
ALEXANDER INVESTMENT SERVICES CO
LOUISVILLE, KY
ALIGHT FINANCIAL SOLUTIONS LLC
LINCOLNSHIRE, IL
ALIRA HEALTH (ALIRA HEALTH TRANSACTION SERVICES LLC)
MANCHESTER, MA
ALIRA HEALTH TRANSACTION SERVICES LLC (ALIRA HEALTH)
MANCHESTER, MA
ALL RISE TRADING LLC
CHICAGO, IL
ALLARIA SECURITIES LLC
MIAMI, FL
ALLEGHENY INVESTMENTS LTD
PITTSBURGH, PA
ALLEGIANCE CAPITAL LLC (RICHARD BROTHERS SECURITIES)
SOUTH PORTLAND, ME
ALLEGIS INVESTMENT SERVICES LLC
IDAHO FALLS, ID
ALLEGRO SECURITIES LLC
SAN ANTONIO, TX
ALLEN & COMPANY LLC
NEW YORK, NY
ALLEN & COMPANY OF FLORIDA INC
LAKELAND, FL
ALLEN C EWING & CO
JACKSONVILLE, FL
ALLEN MOONEY & BARNES BROKERAGE SERVICES LLC
THOMASVILLE, GA
ALLIANCE ADVISORY & SECURITIES INC
WESTLAKE VILLAGE, CA
ALLIANCE FINANCIAL GROUP INC
DALLAS, TX
ALLIANCEBERNSTEIN INVESTMENTS INC
NEW YORK, NY
ALLIANT EQUITY INVESTMENTS LLC
WOODLAND HILLS, CA
ALLIANT SECURITIES INC TURNER
LIBERTY LAKE, WA
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
NEW YORK, NY
ALLIED MILLENNIAL PARTNERS LLC
NEW YORK, NY
ALLISON-WILLIAMS COMPANY
MINNEAPOLIS, MN
ALLSTATE FINANCIAL SERVICES LLC
LINCOLN, NE
ALLY INVEST SECURITIES LLC
FORT LAUDERDALE, FL
ALMAX FINANCIAL SOLUTIONS LLC
CLINTON, NJ
ALPACA SECURITIES LLC
SAN MATEO, CA
ALPHA TRADING LP
SUNNYVALE, CA
ALPHASOURCE CAPITAL SECURITIES LLC
NEW YORK, NY
ALPINA CAPITAL LLC
DENVER, CO
ALPINE SECURITIES CORPORATION
SALT LAKE CITY, UT
ALPS DISTRIBUTORS INC
DENVER, CO
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR INC
DENVER, CO
ALT FUND DISTRIBUTORS LLC
NEW YORK, NY
ALTACORP CAPITAL (USA) INC
CALGARY, AB CANADA T2P 1G1
ALTEGRIS INVESTMENTS LLC
LA JOLLA, CA
ALTERNATIVE ACCESS CAPITAL LLC
LARKSPUR, CA
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC
ENGLEWOOD, NJ
ALTERNATIVE EXECUTION GROUP (THREE BROTHERS TRADING LLC)
NEW YORK, NY
ALTERNET SECURITIES INC
NEW YORK, NY
ALVAREZ & MARSAL SECURITIES LLC
NEW YORK, NY
AMA SECURITIES LLC
NEW YORK, NY
AMBASSADOR FINANCIAL GROUP INC
ALLENTOWN, PA
AMBATA SECURITIES LLC
ATLANTA, GA
AMBIT AMERICA INC
NEW YORK, NY
AMD CAPITAL LLC
LINCOLNSHIRE, IL
AMERA SECURITIES LLC
VILLANOVA, PA
AMERANT INVESTMENTS INC
CORAL GABLES, FL
AMERICAN CAPITAL PARTNERS LLC
HAUPPAUGE, NY
AMERICAN CENTURY INVESTMENT SERVICES INC
KANSAS CITY, MO
AMERICAN DISCOVERY ADVISORS LLC
LOS ANGELES, CA
AMERICAN ELM DISTRIBUTION PARTNERS LLC
PORTSMOUTH, NH
AMERICAN ENTERPRISE INV SER INC
MINNEAPOLIS, MN
AMERICAN EQUITY INVESTMENT
NEW ALBANY, IN
AMERICAN FINANCIAL ASSOCIATES INC
EASTON, PA
AMERICAN FINANCIAL SECURITIES INC
CEDAR FALLS, IA
AMERICAN FUNDS DISTRIBUTORS INC
LOS ANGELES, CA
AMERICAN GLOBAL WEALTH MANAGEMENT INC
MCDONOUGH, GA
AMERICAN HERITAGE DISCNT SECS (AMERICAN HERITAGE SECURITIES INC)
AKRON, OH
AMERICAN HERITAGE SECURITIES INC (AMERICAN HERITAGE DISCNT SECS)
AKRON, OH
AMERICAN INDEPENDENT SECURITIES GROUP LLC
EAGLE, ID
AMERICAN INVESTORS COMPANY (LSY INC)
SAN RAMON, CA
AMERICAN INVESTORS GROUP INC
MINNETONKA, MN
AMERICAN LEDGER ATS LLC
MOORPARK, CA
AMERICAN PORTFOLIOS FINANCIAL SERVICES INC
HOLBROOK, NY
AMERICAN TRUST INVESTMENT SERVICES INC
WHITING, IN
AMERICAN VETERANS GROUP PBC
MELVILLE, NY
AMERICAN WEALTH MANAGEMENT INC
ATLANTA, GA
AMERICAS EXECUTIONS LLC
NEW YORK, NY
AMERICAS GROWTH CAPITAL LLC (AGC PARTNERS)
BOSTON, MA
AMERIPRISE FINANCIAL SERVICES INC
MINNEAPOLIS, MN
AMERITAS INVESTMENT CORP
LINCOLN, NE
AMERIVET SECURITIES INC
NEW YORK, NY
AMG DISTRIBUTORS INC
GREENWICH, CT
AMHERST PIERPONT (AMHERST PIERPONT SECURITIES LLC)
NEW YORK, NY
AMHERST PIERPONT SECURITIES LLC (AMHERST PIERPONT)
NEW YORK, NY
AMS DERIVATIVES B V
AMSTERDAM 1077ZX
AMUNDI PIONEER DISTRIBUTOR INC
BOSTON, MA
AMUNI FINANCIAL INC
ST PETERSBURG, FL
AMUR ADVISORS LLC
WHITE PLAINS, NY
ANCHIN CAPITAL ADVISORS LLC
NEW YORK, NY
ANCHOR ASSET MANAGEMENT LLC
NEW YORK, NY
ANCHOR BAY SECURITIES LLC
CARLSBAD, CA
ANDBANC BROKERAGE LLC
MIAMI, FL
ANDERSEN ERIK BRECHLING (BRECHLING ANDERSEN SECURITIES)
LOS ANGELES, CA
ANDERSON LENEAVE & CO
CHARLOTTE, NC
ANDES CAPITAL GROUP LLC
CHICAGO, IL
ANDREW GARRETT INC
NEW YORK, NY
ANDRIE TRADING LLC
CHICAGO, IL
ANGEL ISLAND CAPITAL SERVICES LLC
SAN FRANCISCO, CA
ANGEL POND CAPITAL LLC
NEW YORK, NY
ANKURA CAPITAL ADVISORS LLC
NEW YORK, NY
ANNEXUS SECURITIES LLC
SCOTTSDALE, AZ
ANOVEST FINANCIAL SERVICES INC
MARIETTA, GA
ANSLEY SECURITIES LLC
MT PLEASANT, SC
ANTARCTICA ADVISORS LLC
MIAMI, FL
ANUBIS SECURITIES LLC
NEW YORK, NY
ANZ SECURITIES INC
NEW YORK, NY
AON SECURITIES LLC
CHICAGO, IL
AOS INC (TRADINGBLOCK/MONEYBLOCK)
CHICAGO, IL
APEX CLEARING CORPORATION
DALLAS, TX
APEXUS CAPITAL LLC
SANTA MONICA, CA
APOLLO GLOBAL SECURITIES LLC
NEW YORK, NY
APPLE LANE GROUP LLC
LANCASTER, MA
APPLIED CAPITAL LLC (FNEX CAPITAL LLC)
INDIANAPOLIS, IN
APTO PARTNERS LLC
MENDHAM, NJ
APW CAPITAL INC
ROCKAWAY, NJ
AQR INVESTMENTS LLC
GREENWICH, CT
AQUA SECURITIES LP
NEW YORK, NY
AQUEDUCT CAPITAL GROUP LLC
CHARLOTTE, NC
AQUILO PARTNERS LP
SAN FRANCISCO, CA
ARBOR ADVISORS LLC
SAN MATEO, CA
ARBOR COURT CAPITAL LLC
BROADVIEW HEIGHTS, OH
ARBOR RESEARCH & TRADING LLC
BARRINGTON, IL
ARCA CAPITAL INVESTMENTS INC
MIAMI BEACH, FL
ARCADIA CAPITAL PARTNERS LLC
PHOENIX, AZ
ARCADIA SECURITIES LLC
NEW YORK, NY
ARCHIPELAGO SECURITIES LLC
CHICAGO, IL
ARCHIPELAGO TRADING SERVICES INC
CHICAGO, IL
ARCHSTONE CAPITAL LLC
WASHINGTON, DC
ARCOLA SECURITIES INC
NEW YORK, NY
ARCTIC SECURITIES LLC
NEW YORK, NY
ARDEA PARTNERS LP
PRINCETON, NJ
ARDOUR CAPITAL INVESTMENTS LLC
NEW YORK, NY
ARENA FINANCIAL SERVICES LLC
NEW YORK, NY
ARES INVESTOR SERVICES LLC
CLUVER CITY, CA
ARETE RESEARCH LLC
BOSTON, MA
ARETE WEALTH MANAGEMENT LLC
CHICAGO, IL
ARIA CAPITAL ADVISORS LLC
ST PETERSBURG, FL
ARIEL DISTRIBUTORS LLC
CHICAGO, IL
ARIVE CAPITAL MARKETS
BROOKLYN, NY
ARK GLOBAL LLC
WELLESLEY HILL, MA
ARKADIOS CAPITAL
ATLANTA, GA
ARLINGTON SECURITIES INC
ST LOUIS, MO
ARMORY SECURITIES LLC
MANHATTAN BEACH, CA
ARONSON CAPITAL ADVISORS LLC
ROCKVILLE, MD
ARQ ADVISORS LLC
SUMMIT, NJ
ARQUE CAPITAL LTD
SCOTTSDALE, AZ
ARROW INVESTMENTS INC
PURCHASE, NY
ARROWROOT PARTNERS LLC
SANTA MONICA, CA
ARTHUR W WOOD CO INC
BOSTON, MA
ARTISAN PARTNERS DISTRIBUTORS LLC
MILWAUKEE, WI
ARTIST CAPITAL LLC
NEW YORK, NY
ARUNDEL (SECURITIES), INC
NEW YORK, NY
ARVEST INVESTMENTS INC (ARVEST WEALTH MANAGEMENT)
LOWELL, AR
ARVEST WEALTH MANAGEMENT (ARVEST INVESTMENTS INC)
LOWELL, AR
ASANTE CAPITAL GROUP ADVISORS LLC
LONDON, ENGLAND WIS 3AN
ASCENDANT ALTERNATIVE STRATEGIES LLC
NEW YORK, NY
ASCENDANT FINANCIAL PARTNERS LLC
GREENWOOD VILLAGE, CO
ASCENDIANT CAPITAL MARKETS LLC
IRVINE, CA
ASCENDIANT SECURITIES LLC
IRVINE, CA
ASCENSUS BROKER DEALER SERVICES LLC
NEWTON, MA
ASCENT CAPITAL ADVISORS (AMERICA) LLC
WESTPORT, CT
ASGARD SECURITIES LLC
NEW YORK, NY
ASHLAND SECURITIES LLC
MIAMI, FL
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
NEW YORK, NY
ASHTON STEWART & CO INC
NEW YORK, NY
ASHTON YOUNG INC
BLOOMFIELD HILLS, MI
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP INC
AGANA, GU
ASL CAPITAL MARKETS INC
STAMFORD, CT
ASPIRATION FINANCIAL LLC
MARINA DEL REY, CA
ASSETPOINT FINANCIAL LLC
ARLINGTON, VA
ASSOCIATED FINANCIAL SERVICES INC
FARGO, ND
ASSOCIATED INVESTMENT SERVICES INC
GREEN BAY, WI
ASTOR RIDGE NA LLP
NEW YORK, NY
ASTORIA CAPITAL MARKETS INC
MINEOLA, NY
ATEL SECURITIES CORP
SAN FRANCISCO, CA
ATHENE SECURITIES LLC
WEST DES MOINES, IA
ATIS INC
HIGHLAND, IN
ATLANTIC SECURITIES INC
TOWSON, MD
ATLANTIC-PACIFIC CAPITAL INC
GREENWICH, CT
ATLAS STRATEGIC ADVISORS LLC
NEW YORK, NY
ATLAS TECHNOLOGY GROUP LLC
SAN FRANCISCO, CA
ATM EXECUTION LLC
NEW YORK, NY
ATREYU GROUP LLC
NEW YORK, NY
AUCTUS SECURITIES LLC
CHICAGO, IL
AUERBACH GRAYSON & COMPANY LLC
NEW YORK, NY
AUFHAUSER SECURITIES INC
NEW YORK, NY
AUGEO ADVISORS LLC
LOS ANGELES, CA
AURIA SERVICES CORP
NEW YORK, NY
AURORA CAPITAL LLC
BRIDGEHAMPTON, NY
AURORA SECURITIES (AURORA SECURITIES INC)
TROY, MI
AURORA SECURITIES INC (AURORA SECURITIES)
TROY, MI
AURUS ADVISORS INC
PONTE VEDRA BEACH, FL
AUSDAL FINANCIAL PARTNERS INC
DAVENPORT, IA
AUSTIN ATLANTIC CAPITAL INC
CORAL GABLES, FL
AUTO AFTERMARKET SECURITIES LLC
SAN JOSE, CA
AUTOMATED EQUITY FINANCE MARKETS INC
NEW YORK, NJ
AUTONOMOUS RESEARCH US LP
NEW YORK, NY
AVALON INVESTMENT & SECURITIES
MUSCLE SHOALS, AL
AVALON SECURITIES LTD
NEW YORK, NY
AVALON WEALTH MANAGEMENT LLC
HOUSTON, TX
AVANT-GARDE TRADING SECURITIES (PROSPERUM SECURITIES LLC)
CHICAGO, IL
AVANTI SECURITIES CORP
TORONTO, ORTARO M4V 1L5
AVANZA CAPITAL MARKETS INC
NEW YORK, NY
AVATAR CAPITAL GROUP LLC
JERSEY CITY, NJ
AVATAR SECURITIES LLC
NEW YORK, NY
AVENDUS CAPITAL INC
NEW YORK, NY
AVENTURA SECURITIES LLC
NORTH MIAMI BEACH, FL
AVENUE SECURITIES LLC
MIAMI, FL
AVERE FINANCIAL GROUP LLC
EAGLEWOOD, CO
AVISEN SECURITIES INC
SACRAMENTO, CA
AVM LP
BOCA RATON, FL
AVONDALE PARTNERS LLC
NASHVILLE, TN
AWM SERVICES LLC
HOUSTON, TX
AX TRADING LLC
NEW YORK, NY
AXA ADVISORS LLC
NEW YORK, NY
AXA DISTRIBUTORS LLC
JERSEY, NJ
AXCESSNET LLC
CONCORD, MA
AXEGINE SECURITIES LLC
NEW YORK, NY
AXIA CAPITAL MARKETS LLC
NEW YORK, NY
AXIO FINANCIAL LLC
NEW YORK, NY
AXIOM CAPITAL MANAGEMENT INC
NEW YORK, NY