List of Members

All registered brokers or dealers are SIPC members by law, with some exceptions.

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Address information is provided as a convenience and often reflects the member's business mailing address and not necessarily the retail office or location.

N

N A INVESTCORP LLC
NEW YORK, NY
N B ZOULLAS SECURITIES INC
NEW YORK, NY
N E PRIVATE CLIENT ADVISORS LTD
PROVIDENCE, RI
N4 FINANCIAL INC
SAN MATEO, CA
NABSECURITIES LLC
NEW YORK, NY
NANCY BARRON & ASSOCIATES INC
LEXINGTON, KY
NASDAQ CAPITAL MARKETS ADVISORY LLC
SAN FRANCISCO, CA
NASDAQ EXECUTION SERVICES LLC
PHILADELPHIA, PA
NATHAN HALE CAPITAL LLC
CHARLOTTE, NC
NATIONAL BANK OF CANADA FINANCIAL INC
NEW YORK, NY
NATIONAL ALLIANCE SECURITIES LLC
AUSTIN, TX
NATIONAL FINANCIAL SERVICES LLC
BOSTON, MA
NATIONAL SECURITIES CORPORATION
BOCA RATON, FL
NATIONS FINANCIAL GROUP INC
CEDAR RAPIDS, IA
NATIONWIDE PLANNING ASSOCIATES INC
PARAMUS, NJ
NATIONWIDE SECURITIES LLC
COLUMBUS, OH
NATIXIS DISTRIBUTION LP
BOSTON, MA
NATIXIS SECURITIES AMERICAS LLC
NEW YORK, NY
NATWEST MARKETS SECURITIES INC
STAMFORD, CT
NAVAID FINANCIAL SERVICES INC
PHILADELPHIA, PA
NAVIAN CAPITAL SECURITIES LLC
CINCINNATI, OH
NAVIDAR GROUP LLC
AUSTIN, TX
NAVY FEDERAL BROKERAGE SERVICES LLC
VIENNA, VA
NBC SECURITIES INC
BIRMINGHAM, AL
NC SECURITIES LLC
ROCKVILLE, MD
NCG SECURITIES LLC
RED BANK, NJ
NEAR EARTH LLC
NEW CANAAN, CT
NEBARI SECURITIES LLC
NEW YORK, NY
NEEDHAM & COMPANY LLC
NEW YORK, NY
NEIGHBORLY SECURITIES (NEIGHBORLY SECURITIES INC)
SAN FRANCISCO, CA
NEIGHBORLY SECURITIES INC (NEIGHBORLY SECURITIES)
SAN FRANCISCO, CA
NELSON IVEST BROKERAGE SERVICES INC
WINTER PARK, FL
NELSON SECURITIES INC
SPOKANE, WA
NEST INVESTMENTS BD LLC
PHILADELPHIA, PA
NESTLERODE & LOY INC
STATE COLLEGE, PA
NETREX CAPITAL MARKETS LLC
MELVILLE, NY
NETWORK 1 FINANCIAL SECURITIES INC
RED BANK, NJ
NEUBERGER BERMAN BD LLC
NEW YORK, NY
NEW CENTURY CAPITAL PARTNERS INC
SANTA MONICA, CA
NEW CITY CAPITAL LLC
CAMPBELL, CA
NEW HARBOR VENTURE PARTNERS LLC
SPRING LAKE, NJ
NEW RYE SECURITIES LLC
HAWTHORNE, NY
NEWBRIDGE SECURITIES CORPORATION
BOCA RATON, FL
NEWCAP PARTNERS INC
LOS ANGELES, CA
NEWCOURT SECURITIES LTD
POUND RIDGE, NY
NEWOAK CAPITAL MARKETS LLC
NEW YORK, NY
NEWPOINT SECURITIES LLC
WOODLAND HILLS, CA
NEXBANK SECURITIES INC
DALLAS, TX
NEXPOINT SECURITIES INC
DALLAS, TX
NEXT FINANCIAL GROUP INC
HOUSTON, TX
NEXTGEN CAPITAL MARKETS LLC
ATLANTA, GA
NEXTREND SECURITES INC
AUSTIN, TX
NEXTSEED SECURITIES LLC
HOUSTON, TX
NGC FINANCIAL LLC
BAYSIDE, NY
NH INVESTMENT & SECURITIES AMERICA INC
NEW YORK, NY
NHCOHEN CAPITAL LLC
NEW YORK, NY
NI ADVISORS
MILPITAS, CA
NIAGARA INTERNATIONAL CAPITAL LIMITED
NEW YORK, NY
NICOL INVESTORS CORPORATION
GRANITE CITY, IL
NLCG DISTRIBUTORS LLC (PACIFIC CURRENT GROUP)
TACOMA, WA
NMS CAPITAL ADVISORS LLC
LAGUNA BEACH, CA
NOBLE CAPITAL MARKETS INC
BOCA RATON, FL
NOBLES & RICHARDS INC
PLANO, TX
NOLAN SECURITIES CORP
MONTEREY, MA
NOMURA SECURITIES INTERNATIONAL INC
NEW YORK, NY
NORDEA MARKETS LLC
NEW YORK, NY
NORFOLK MARKETS LLC
NEW YORK, NY
NORTH BRIDGE CAPITAL LLC
QUINCY, MA
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
SALT LAKE CITY, UT
NORTH INLET ADVISORS LLC
CHARLOTTE, NC
NORTH POINT ADVISORS INC
SAN FRANCISCO, CA
NORTH SEA SECURITIES LP
NEW YORK, NY
NORTH SOUTH CAPITAL LLC
NEW LENOX, IL
NORTHBRIDGE FINANCIAL SERVICES (HANS CHRISTIAN ANDERSON INC)
ANN ARBOR, MI
NORTHCOAST RESEARCH PARTNERS LLC
CLEVELAND, OH
NORTHEAST CAPITAL & ADVISORY INC
SCHENECTADY, NY
NORTHERN CAPITAL SECURITIES
NORTH ANDOVER, MA
NORTHERN LIGHTS DISTRIBUTORS LLC
OMAHA, NE
NORTHERN TRUST SECURITIES INC
CHICAGO, IL
NORTHILL DISTRIBUTION US INC
NEW YORK, NY
NORTHLAND SECURITIES INC
MINNEAPOLIS, MN
NORTHWEST FINANCIAL GROUP LLC
HERNDON, VA
NORTHWEST INVESTMENT ADVISORS INC
SPOKANE, WA
NORTHWESTERN MUTUAL INVESTMENT
MILWAUKEE, WI
NOVA CAPITAL SOLUTIONS LLC
FORT LAUDERDALE, FL
NPB FINANCIAL GROUP LLC
BURBANK, CA
NPM SECURITIES LLC
NEW YORK, NY
NRI ENERGY SECURITIES LLC
HOUSTON, TX
NTB FINANCIAL CORPORATION
CENTENNIAL, CO
NUMIS SECURITIES INC
NEW YORK, NY
NUVEEN SECURITIES LLC
CHICAGO, IL
NVSTR FINANCIAL LLC
NEW YORK, NY
NW CAPITAL MARKETS INC
HOBOKEN, NJ
NYLIFE DISTRIBUTORS LLC
JERSEY CITY, NJ
NYLIFE SECURITIES LLC
NEW YORK, NY
NYPPEX LLC
RYE BROOK, NY