How To File Your Assessment Forms (SIPC-6/SIPC-7)

Questions about filing forms should be directed to the Membership department at (202) 371-8300 or The filing forms are provided as fillable Acrobat PDF forms. Please go here if you need assistance using Adobe Reader to complete a form.


SIPC-6, General Assessment Payment Form. To be filed for the first half of the fiscal year. The completed form together with any assessment owed, is due 30 days after the period covered plus a 15 day grace period.


SIPC-7, General Assessment Reconciliation Form. To be filed at the end of the fiscal year, less any assessment paid with the SIPC-6. The completed form with any additional assessment owed, is due 60 days after the fiscal year end plus a 15 day grace period. (Assessment Rate is 0.0015 for fiscal years ending 12/31/2017 and after)

For information about how to pay assessments, please see Pay Assessments.

Pay your assessment here.