At its meeting on September 8, 2022, SIPC's Board of Directors determined the assessment rate effective January 1, 2023 will continue to be .0015 of Net Operating Revenues.
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About SIPC
Who We Are
We are a non-profit corporation that has been protecting investors for 50 years. We work to restore investors’ cash and securities when their brokerage firm fails. SIPC has recovered billions of dollars for investors.
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Cases & Claims
Cases & Claims
Find claim forms and deadlines for open cases here.
SIPC has restored billions of dollars for investors. -
For Investors
How We Protect You
SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business.SIPC has issued Investor Bulletins explaining SIPC’s protection and claims process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing a SIPC Claim"). -
For Member Firms
For Member Firms
SIPC member brokerage firms can find information here about filing requirements, the SIPC assessment, and the SIPC logo.
Member Information
Guidelines and tools for SIPC member brokerage firms.
Member Filing Requirements
Questions about filing requirements? Call the membership department at (202) 371-8300 or email form@sipc.org.
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News & Media
News & Media
News releases, brochures, reports, and more.