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  • About SIPC
    Who We Are

    We are a non-profit corporation that has been protecting investors for 50 years. We work to restore investors’ cash and securities when their brokerage firm fails. SIPC has recovered billions of dollars for investors.

    Mission
    Mission
    SIPC works to restore investors’ assets when a brokerage firm fails financially.
    History and Track Record
    History and Track Record
    SIPC has restored billions of dollars for investors.
    Leadership
    Leadership
    Our job is to recover missing assets if your brokerage firm fails financially.
    The SIPC Logo
    The SIPC Logo
    The SIPC logo means your assets are protected under the Securities Investor Protection Act (SIPA).
    The SIPC Fund
    The SIPC Fund
    SIPC maintains resources from which we can draw to restore customer assets.
    Statute and Rules
    Statute and Rules
    SIPC is a non-profit corporation created by Congress some 50 years ago.
    SIPC Annual Report
    SIPC Annual Report
    The year in review.
    Brochures
    Brochures
    Download or view SIPC brochures here.
  • Cases & Claims
    Cases & Claims

    Find claim forms and deadlines for open cases here.
    SIPC has restored billions of dollars for investors.

    Filing Deadlines
    Filing Deadlines
    When you file matters. Filing deadlines explained.
    How To File a Claim
    How To File a Claim
    Claim FAQs
    Claim FAQs
    All Open Cases
    All Open Cases
    Cases that are still being processed.
    How a Liquidation Works
    How a Liquidation Works
    Steps SIPC takes to recover customer assets when a brokerage firm fails financially.
    How The Claims Process Works
    How The Claims Process Works
    What happens when you file a claim.
  • For Investors
    How We Protect You

    SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business.
    SIPC has issued Investor Bulletins explaining SIPC’s protection and claims process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing a SIPC Claim").
    SIPC does not protect digital asset securities that are investment contracts that are not registered with the U.S. Securities and Exchange Commission, even if held by a SIPC member brokerage firm.

    What is SIPC?
    Click here for a brief introduction
    Watch a short video
    How SIPC Protects You
    First 50 years of protection
    First 50 years of protection
    When SIPC Gets Involved
    When SIPC Gets Involved
    SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.
    What SIPC Protects
    What SIPC Protects
    SIPC protects customer assets when a SIPC-member brokerage firm fails financially.
    Investors with Multiple Accounts
    Investors with Multiple Accounts
    Understand how SIPC protection works if you have multiple accounts.
    Investor FAQs
    Investor FAQs
    Find answers to your questions.
    Fraud Alerts
    Fraud Alerts
    See our latest fraud alerts to protect yourself.
    Protecting Yourself Against Fraud
    Protecting Yourself Against Fraud
    Steps you can take to protect yourself from fraud.
    SIPC Annual Report
    SIPC Annual Report
    The year in review.
    Brochures
    Brochures
    Download or view SIPC brochures here.
  • For Member Firms
    For Member Firms

    SIPC member brokerage firms can find information here about filing requirements, the SIPC assessment, and the SIPC logo.

    Member Information

    Guidelines and tools for SIPC member brokerage firms.

    Assessment Rate
    Assessment Rate
    Member FAQs
    Member FAQs
    SIPC Logo Rules
    SIPC Logo Rules
    Order Brochures, Signs, and Decals
    Order Brochures, Signs, and Decals
    Fraud Alerts
    Fraud Alerts
    See our latest fraud alerts to protect yourself.
    Portal Information
    Portal Information
    Information about the SIPC Broker-Dealer Portal.
    Portal Webinar
    Portal Webinar
    Watch a webinar about the SIPC Broker-Dealer Portal.

    Member Filing Requirements

    Questions about filing requirements? Call the membership department at (202) 371-8300 or email form@sipc.org.

    How To File Your Assessment Forms (SIPC-6/SIPC-7)
    How to File Your Annual Report
    How To File Your Agreed-Upon Procedures (AUP) Report
    How To File Your Form SIPC-3

    Portal Information

    Information about the SIPC broker-dealer portal.

    Portal Introduction
    Portal FAQs
    Portal Administrator Delegation
    How To File Portal Forms
    SIPC Broker-Dealer Portal Pay Your Assessment
  • News & Media
    News & Media

    News releases, brochures, reports, and more.

    News Releases
    News Releases
    Speeches and Testimony
    Speeches and Testimony
    Brochures
    Brochures
    Annual Reports
    Annual Reports
    In the Media
    In the Media
    Media Contact
    Media Contact
  • Contact Us
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  • What SIPC Protects >
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  • Order Brochures, Signs, and Decals >
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  • How to File Your Annual Report >
  • Portal Information >
  • Portal Webinar >
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List Of Members
Annual Reports

Annual Reports

Current Annual Report

2024
2024
Special 50th Anniversary Report
Special 50th Anniversary Report

Recent Annual Reports

2023
2023
2022
2022
2021
2021
2020
2020
2019
2019
2018
2018
2017
2017
2016
2016
2015
2015
2014
2014
2013
2013
2012
2012
2011
2011
2010
2010
2009
2009
2008
2008

Older Annual Reports

(Please note that file sizes for annual reports prior to 1998 are much larger due to having been scanned instead of digitally produced).

2007

2006

2005

2004

2003

2002

2001

2000

1990s

1999

1998

1997

1996

1995

1994

1993

1992

1991

1990

1980s

1989

1988

1987

1986

1985

1984

1983

1982

1981

1980

1970s

1979

1978

1977

1976

1975

1974

1973

1972

1971


On June 6, 2024 SIPC filed an IRS Form 990 for 2023 and it is on file with the IRS.
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Get In Touch

Securities Investor
Protection Corporation
1667 K St. N.W., Suite 1000
Washington, D.C. 20006-1620

Telephone: (202) 371-8300
Fax: (202) 223-1679
Email: asksipc@sipc.org