The SIPC-6 General Assessment Form is to be filed by all members of the Securities Investor Protection Corporation (“SIPC”) for the first half of the member’s fiscal year, due no later than thirty (30) calendar days after the end of that period.
Please click here for complete SIPC-6 instructions or click here to download them as a PDF file.
The SIPC-6A Amended General Assessment Form is only filed by members of SIPC to correct a previously filed SIPC-6 General Assessment Form. The SIPC-6A may only be filed until the end of the member’s fiscal year.
Please click here for complete SIPC-6A instructions or click here to download them as a PDF file.
The SIPC-7 General Assessment Form is to be filed by all members of the Securities Investor Protection Corporation (“SIPC”) for the member’s entire fiscal year, due no later than sixty (60) calendar days after the end of the fiscal year or after membership termination.
Please click here for complete SIPC-7 instructions or click here to download them as a PDF file.
The SIPC-7A Amended General Assessment Form is only filed by members of SIPC to correct a previously filed SIPC-7 General Assessment Form. The SIPC-7A may only be filed until the end of the fiscal year.
Please click here for complete SIPC-7A instructions or click here to download them as a PDF file.