SIPC

For Member Firms

Member Filing Requirements

Questions about filing requirements? Call the membership department at (202) 371-8300 or contact us.

How To File Your Assessment Forms (SIPC-6/SIPC-7)
How to File Your Annual Report
How To File Your Agreed-Upon Procedures (AUP) Report
How To File Your Form SIPC-3
Broker-Dealer Portal Information

Information about the broker-dealer portal.

Broker-Dealer Portal Introduction
Broker-Dealer Portal Administrator Delegation
How To File Broker-Dealer Portal Forms
Pay Your Assessment
Broker-Dealer Portal
Assessment Rate
The current SIPC assessment rate.
SIPC Logo Rules
Rules for the use of the SIPC logo.
Order Brochures, Signs, and Decals
Instructions on how to order SIPC material.
Fraud Alerts
See our latest fraud alerts to protect yourself.
Broker-Dealer Portal Information
Information about the Broker-Dealer Portal.
Broker-Dealer Portal Webinar
Watch a webinar about the Broker-Dealer Portal.
Member FAQs
You have questions, we have answers.