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  • About SIPC
    Who We Are

    We are a non-profit corporation that has been protecting investors for 50 years. We work to restore investors’ cash and securities when their brokerage firm fails. SIPC has recovered billions of dollars for investors.

    Mission
    Mission
    SIPC works to restore investors’ assets when a brokerage firm fails financially.
    History and Track Record
    History and Track Record
    SIPC has restored billions of dollars for investors.
    Leadership
    Leadership
    Our job is to recover missing assets if your brokerage firm fails financially.
    The SIPC Logo
    The SIPC Logo
    The SIPC logo means your assets are protected under the Securities Investor Protection Act (SIPA).
    The SIPC Fund
    The SIPC Fund
    SIPC maintains resources from which we can draw to restore customer assets.
    Statute and Rules
    Statute and Rules
    SIPC is a non-profit corporation created by Congress some 50 years ago.
    SIPC Annual Report
    SIPC Annual Report
    The year in review.
    Brochures
    Brochures
    Download or view SIPC brochures here.
  • Cases & Claims
    Cases & Claims

    Find claim forms and deadlines for open cases here.
    SIPC has restored billions of dollars for investors.

    Filing Deadlines
    Filing Deadlines
    When you file matters. Filing deadlines explained.
    How To File a Claim
    How To File a Claim
    Claim FAQs
    Claim FAQs
    All Open Cases
    All Open Cases
    Cases that are still being processed.
    How a Liquidation Works
    How a Liquidation Works
    Steps SIPC takes to recover customer assets when a brokerage firm fails financially.
    How The Claims Process Works
    How The Claims Process Works
    What happens when you file a claim.
  • For Investors
    How We Protect You

    SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business.
    SIPC has issued Investor Bulletins explaining SIPC’s protection and claims process. Click here for Part I ("SIPC Basics"). Click here for Part II ("Filing a SIPC Claim").

    What is SIPC?
    Click here for a brief introduction
    Watch a short video
    How SIPC Protects You
    First 50 years of protection
    First 50 years of protection
    When SIPC Gets Involved
    When SIPC Gets Involved
    SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.
    What SIPC Protects
    What SIPC Protects
    SIPC protects customer assets when a SIPC-member brokerage firm fails financially.
    Investors with Multiple Accounts
    Investors with Multiple Accounts
    Understand how SIPC protection works if you have multiple accounts.
    Investor FAQs
    Investor FAQs
    Find answers to your questions.
    Fraud Alerts
    Fraud Alerts
    See our latest fraud alerts to protect yourself.
    Protecting Yourself Against Fraud
    Protecting Yourself Against Fraud
    Steps you can take to protect yourself from fraud.
    SIPC Annual Report
    SIPC Annual Report
    The year in review.
    Brochures
    Brochures
    Download or view SIPC brochures here.
  • For Member Firms
    For Member Firms

    SIPC member brokerage firms can find information here about filing requirements, the SIPC assessment, and the SIPC logo.

    Member Information

    Guidelines and tools for SIPC member brokerage firms.

    Assessment Rate
    Assessment Rate
    Member FAQs
    Member FAQs
    SIPC Logo Rules
    SIPC Logo Rules
    Order Brochures, Signs, and Decals
    Order Brochures, Signs, and Decals
    Fraud Alerts
    Fraud Alerts
    See our latest fraud alerts to protect yourself.
    Portal Information
    Portal Information
    Information about the SIPC Broker-Dealer Portal.

    Member Filing Requirements

    Questions about filing requirements? Call the membership department at (202) 371-8300 or email form@sipc.org.

    How To File Your Assessment Forms (SIPC-6/SIPC-7)
    How to File Your Annual Report
    How To File Your Agreed-Upon Procedures (AUP) Report
    How To File Your Form SIPC-3
    Pay your assessment here.
  • News & Media
    News & Media

    News releases, brochures, reports, and more.

    News Releases
    News Releases
    Speeches and Testimony
    Speeches and Testimony
    Brochures
    Brochures
    Annual Reports
    Annual Reports
    In the Media
    In the Media
    Media Contact
    Media Contact
  • Contact Us
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About SIPC
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Cases & Claims
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  • When SIPC Gets Involved >
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For Member Firms
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  • Order Brochures, Signs, and Decals >
  • Fraud Alerts >
  • How To File Your Assessment Forms (SIPC-6/SIPC-7) >
  • How to File Your Annual Report >
  • Portal Information >
  • How To File Your Agreed-Upon Procedures (AUP) Report >
  • How To File Your Form SIPC-3 >
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List Of Members
Portal Information

Information about the SIPC Broker-Dealer Portal.

The Securities Investor Protection Corporation (“SIPC”) will launch an online portal for Broker-Dealers in late 2023. SIPC’s Broker-Dealer Portal (“SIPC Portal”) will provide a secure and efficient way for Broker-Dealers to file forms, pay assessments, and communicate with SIPC.
Portal Introduction
Portal FAQs
Portal Administrator Delegation
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Get In Touch

Securities Investor
Protection Corporation
1667 K St. N.W., Suite 1000
Washington, D.C. 20006-1620

Telephone: (202) 371-8300
Fax: (202) 223-1679
Email: asksipc@sipc.org