Thursday, December 11, 2003
Monday, December 1, 2003
Friday, October 3, 2003
SIPC Discharges Employee in Connection with Cincinnati Investigation
No Customer Funds Lost or at Risk in Either Case, Trustees Will Seek Full Recovery of Overbilled Funds Supplied by SIPC.
Friday, September 12, 2003
SIPC: 3,200 Accounts With $106 Million Moving to Saxony Securities From Failed Clearing Services of America
Collapse of St. Louis Brokerage Firm Tied to Earlier Eberhard/Park South Failure
Wednesday, September 10, 2003
SIPC: 3,000 Accounts Frozen in St. Louis Brokerage Liquidation Tied to Eberhard/Park South Brokerage Firm Collapse
NASD Credited With "Untangling" 30 Smaller Firms Before Liquidation Started
Monday, August 11, 2003
Statement of Securities Investor Protection Corporation (SIPC) Stephen Harbeck, General Counsel
On Release of GAO Report "Securities Investor Protection: Update on Matters Related to the Securities Investor Protection Corporation"
Tuesday, April 22, 2003
Monday, March 31, 2003
Wednesday, February 26, 2003
Friday, February 7, 2003